{"version":"0.1","company":{"name":"YubHub","url":"https://yubhub.co","jobsUrl":"https://yubhub.co/jobs/at/compliance-surveillance-program"},"x-facet":{"type":"company","slug":"compliance-surveillance-program","display":"Compliance Surveillance Program","count":1},"x-feed-size-limit":100,"x-feed-sort":"enriched_at desc","x-feed-notice":"This feed contains at most 100 jobs (the most recently enriched). For the full corpus, use the paginated /stats/by-facet endpoint or /search.","x-generator":"yubhub-xml-generator","x-rights":"Free to redistribute with attribution: \"Data by YubHub (https://yubhub.co)\"","x-schema":"Each entry in `jobs` follows https://schema.org/JobPosting. YubHub-native raw fields carry `x-` prefix.","jobs":[{"@context":"https://schema.org","@type":"JobPosting","identifier":{"@type":"PropertyValue","name":"YubHub","value":"job_34a08347-264"},"title":"Compliance Analyst","description":"<p>We are seeking a Compliance Analyst to join our team. As a Compliance Analyst, you will perform email reviews of trading groups for internal investigations, prepare weekly and monthly memos based on email surveillance review, and assist in the development of policies and procedures that reflect changes in business, regulation and developing views on issues.</p>\n<p>Key responsibilities include:</p>\n<ul>\n<li>Performing email reviews of trading groups for internal investigations</li>\n<li>Preparing weekly and monthly memos based on email surveillance review</li>\n<li>Assisting in the development of policies and procedures that reflect changes in business, regulation and developing views on issues</li>\n<li>Keeping up to date with relevant regulatory changes</li>\n<li>Other projects as needed</li>\n</ul>\n<p>Qualifications include:</p>\n<ul>\n<li>A Bachelor&#39;s degree in a relevant field</li>\n<li>1-2 years&#39; experience in a compliance position at a RIA or Broker Dealer, or a strong interest in compliance</li>\n<li>Understanding of regulatory/self-regulatory agencies (e.g., FINRA, NYSE, FSA, CFTC) and the requirements of the Investment Advisers Act of 1940 and the Securities Act of 1933</li>\n<li>Good team player – one who is able to prioritise in a fast moving, high pressure, constantly changing environment</li>\n<li>Entrepreneurial inclination – ability to work alone and act as a project manager</li>\n<li>Ability to work with other departments and build smooth working relationships</li>\n<li>Strong writing, analytical and problem solving skills</li>\n<li>Comfortable with different technology applications</li>\n<li>Broad product and financial services industry knowledge a plus</li>\n</ul>\n<p>The estimated base salary range for this position is $70,000 to $160,000, which is specific to New York and may change in the future. Millennium pays a total compensation package which includes a base salary, discretionary performance bonus, and a comprehensive benefits package.</p>\n<p style=\"margin-top:24px;font-size:13px;color:#666;\">XML job scraping automation by <a href=\"https://yubhub.co\">YubHub</a></p>","url":"https://yubhub.co/jobs/job_34a08347-264","directApply":true,"hiringOrganization":{"@type":"Organization","name":"Compliance Surveillance Program","sameAs":"https://mlp.eightfold.ai","logo":"https://logos.yubhub.co/mlp.eightfold.ai.png"},"x-apply-url":"https://mlp.eightfold.ai/careers/job/755955393067","x-work-arrangement":null,"x-experience-level":"entry","x-job-type":"full-time","x-salary-range":"$70,000 to $160,000","x-skills-required":["email review","policy development","regulatory compliance","writing","analytical skills","problem solving"],"x-skills-preferred":["compliance experience","regulatory knowledge","financial services industry knowledge"],"datePosted":"2026-04-18T22:13:18.893Z","jobLocation":{"@type":"Place","address":{"@type":"PostalAddress","addressLocality":"New York, New York, United States of America"}},"employmentType":"FULL_TIME","occupationalCategory":"Finance","industry":"Finance","skills":"email review, policy development, regulatory compliance, writing, analytical skills, problem solving, compliance experience, regulatory knowledge, financial services industry knowledge","baseSalary":{"@type":"MonetaryAmount","currency":"USD","value":{"@type":"QuantitativeValue","minValue":70000,"maxValue":160000,"unitText":"YEAR"}}}]}