We are seeking a Senior Compliance Officer to provide ongoing compliance support to WorldQuant Millennium Advisors (“WMA”).
\nThe successful candidate will conduct ongoing WMA compliance reviews, address compliance-related items for the launches of new WMA funds and separately managed accounts (“SMAs”), assist with regulatory examinations, inquiries, investigations and projects, as necessary.
\nKey responsibilities include monitoring global regulatory changes, updates and industry-wide compliance initiatives, assisting with drafting and amending compliance-related policies and procedures, creating and implementing additional WMA compliance reviews, reviewing marketing materials for WMA funds and SMAs, and preparing and conducting compliance trainings.
\nThis role requires a strong analytical / conceptual problem-solving skills with attention to detail, a strong sense of ownership and personal responsibility, ability to prioritise, multi-task, and manage deadlines while successfully completing assignments, strong written and verbal communication skills, as well as the ability to coordinate efforts and projects across teams and departments.
\nThe ideal candidate will have 14+ years of experience at a regulatory authority, bank/broker or buy-side firm, investment management compliance experience, inclusive of addressing regulatory items related to launching and ongoing compliance oversight of funds and SMAs, experience with addressing algorithmic/systematic trading matters is preferred, with an understanding of model-based trading and investment/execution algorithms.
\nA Bachelor’s degree in Computer Science, Finance, Economics or similar with a strong academic record is preferred, law degree is preferred, an understanding of global financial markets, including market structure, is preferred.
\nGood team player with a strong willingness to participate and help others.
\nXML job scraping automation by YubHub
","url":"https://yubhub.co/jobs/job_d2dad2e2-cfb","directApply":true,"hiringOrganization":{"@type":"Organization","name":"Compliance Advisory","sameAs":"https://mlp.eightfold.ai","logo":"https://logos.yubhub.co/mlp.eightfold.ai.png"},"x-apply-url":"https://mlp.eightfold.ai/careers/job/755940048200","x-work-arrangement":null,"x-experience-level":"senior","x-job-type":"full-time","x-salary-range":null,"x-skills-required":["Investment Management Compliance","Regulatory Compliance","Algorithmic Trading","Model-Based Trading","Investment Execution Algorithms"],"x-skills-preferred":["Law Degree","Global Financial Markets","Market Structure"],"datePosted":"2026-04-18T22:14:21.256Z","jobLocation":{"@type":"Place","address":{"@type":"PostalAddress","addressLocality":"Old Greenwich, Connecticut, United States of America"}},"employmentType":"FULL_TIME","occupationalCategory":"Finance","industry":"Finance","skills":"Investment Management Compliance, Regulatory Compliance, Algorithmic Trading, Model-Based Trading, Investment Execution Algorithms, Law Degree, Global Financial Markets, Market Structure"},{"@context":"https://schema.org","@type":"JobPosting","identifier":{"@type":"PropertyValue","name":"YubHub","value":"job_4d1d408e-073"},"title":"Compliance Analyst","description":"We are seeking a Compliance Analyst to assist with the administration of our global Quantitative Trading Compliance program. This includes monitoring regulatory changes, conducting analyses to enhance our program, and assisting with regulatory examinations and compliance trainings.
\nResponsibilities: Assist with the initial vetting and ongoing review of portfolio management teams against our Algorithmic Trading Policy Monitor regulatory changes, updates and industry-wide compliance initiatives Conduct ongoing analyses to enhance our global Quantitative Trading Compliance program Assist with regulatory examinations, inquiries, investigations and projects Assist with drafting and amending compliance related policies and procedures Prepare and conduct compliance trainings
\nQualifications: 3+ years of experience Experience at a regulatory authority, bank/broker or buy-side firm Experience with addressing algorithmic/systematic trading matters is preferred Bachelor’s degree in Computer Science, Finance, Economics or similar with a strong academic record is preferred An understanding of global financial markets, including market structure, is preferred General understanding of Artificial Intelligence, including current regulatory focus areas Strong analytical / conceptual problem-solving skills with attention to detail Strong sense of ownership and personal responsibility Ability to prioritize, multi-task, and manage deadlines while successfully completing assignments Strong written and verbal communication skills Ability to create presentation materials for senior management Proficient in Microsoft PowerPoint and Excel Good team player with a strong willingness to participate and help others
\nThe estimated base salary range for this position is $70,000 to $160,000, which is specific to New York and may change in the future.
\nXML job scraping automation by YubHub
","url":"https://yubhub.co/jobs/job_4d1d408e-073","directApply":true,"hiringOrganization":{"@type":"Organization","name":"Compliance Advisory","sameAs":"https://mlp.eightfold.ai","logo":"https://logos.yubhub.co/mlp.eightfold.ai.png"},"x-apply-url":"https://mlp.eightfold.ai/careers/job/755954855679","x-work-arrangement":"onsite","x-experience-level":"mid","x-job-type":"full-time","x-salary-range":"$70,000 - $160,000","x-skills-required":[" alphabetical trading policy","algorithmic/systematic trading matters","artificial intelligence","compliance trainings","global financial markets","microsoft powerpoint","microsoft excel"],"x-skills-preferred":["bachelor’s degree in computer science","computer science","economics","finance","strong academic record"],"datePosted":"2026-04-18T22:13:59.513Z","jobLocation":{"@type":"Place","address":{"@type":"PostalAddress","addressLocality":"New York, New York, United States of America"}},"employmentType":"FULL_TIME","occupationalCategory":"Finance","industry":"Finance","skills":" alphabetical trading policy, algorithmic/systematic trading matters, artificial intelligence, compliance trainings, global financial markets, microsoft powerpoint, microsoft excel, bachelor’s degree in computer science, computer science, economics, finance, strong academic record","baseSalary":{"@type":"MonetaryAmount","currency":"USD","value":{"@type":"QuantitativeValue","minValue":70000,"maxValue":160000,"unitText":"YEAR"}}},{"@context":"https://schema.org","@type":"JobPosting","identifier":{"@type":"PropertyValue","name":"YubHub","value":"job_1cd89c7b-774"},"title":"Compliance Officer","description":"Compliance Officer ==================== This role will provide compliance coverage to the Credit Business and Infrastructure groups in the US.
\nPrincipal Responsibilities ------------------------ Provide on-desk compliance coverage for all Credit Portfolio Manager teams and wider FI PMs as required. Keep local senior management constantly apprised of the overall compliance landscape and exposures within the CLO and illiquid credit business. Provide compliance coverage for relevant regulatory examinations, internal investigations, regulatory inquiries, and internal and external audits and inspections. Track relevant regulatory developments. Participate in working groups and projects as needed. Provide support with regulatory reporting as required. Periodic regional travel may be required.
\nQualifications/Skills Required ---------------------------- Law degree and legal background is preferred but not essential. Strong knowledge of CLO manager, illiquid credit, and general credit businesses. Strong knowledge and experience of compliance monitoring and surveillance. Strong regulatory background in US markets. Comprehensive understanding of and experience working with the rules and regulations and compliance processes and systems. Quick learner, detail-oriented; demonstrable thoroughness and strong ownership of work. Good team player with a strong willingness to participate and help others. Able to prioritize in a fast-moving, high-pressure, constantly changing environment; high sense of urgency. Strong communication skills.
\nEstimated Base Salary Range ------------------------- The estimated base salary range for this position is $160,000 to $250,000, which is specific to New York and may change in the future.
\nXML job scraping automation by YubHub
","url":"https://yubhub.co/jobs/job_1cd89c7b-774","directApply":true,"hiringOrganization":{"@type":"Organization","name":"Compliance Advisory","sameAs":"https://mlp.eightfold.ai","logo":"https://logos.yubhub.co/mlp.eightfold.ai.png"},"x-apply-url":"https://mlp.eightfold.ai/careers/job/755954850275","x-work-arrangement":"onsite","x-experience-level":"mid","x-job-type":"full-time","x-salary-range":"$160,000 to $250,000","x-skills-required":["CLO manager","illiquid credit","compliance monitoring and surveillance","regulatory background in US markets","compliance processes and systems"],"x-skills-preferred":[],"datePosted":"2026-04-18T22:13:31.415Z","jobLocation":{"@type":"Place","address":{"@type":"PostalAddress","addressLocality":"New York, New York, United States of America"}},"employmentType":"FULL_TIME","occupationalCategory":"Finance","industry":"Finance","skills":"CLO manager, illiquid credit, compliance monitoring and surveillance, regulatory background in US markets, compliance processes and systems","baseSalary":{"@type":"MonetaryAmount","currency":"USD","value":{"@type":"QuantitativeValue","minValue":160000,"maxValue":250000,"unitText":"YEAR"}}}]}